Compliance
Maintaining the highest standards of regulatory compliance and risk management
KYC/AML Compliance
Comprehensive Know Your Customer and Anti-Money Laundering procedures
Customer Due Diligence (CDD)
Enhanced Due Diligence (EDD)
Ongoing monitoring and screening
Suspicious activity reporting
Transaction monitoring systems
Regular compliance audits
Key Regulations
UAE AML LawFATF GuidelinesBasel IIICBUAE Regulations
Risk Management
Sophisticated risk assessment and mitigation frameworks
Credit risk assessment
Market risk analysis
Operational risk management
Liquidity risk monitoring
Concentration risk limits
Stress testing procedures
Key Regulations
Basel IIICOSO FrameworkISO 31000CBUAE Standards
Regulatory Adherence
Full compliance with UAE and international financial regulations
Regulatory reporting and filings
License maintenance and renewals
Policy and procedure updates
Staff training and certification
External compliance reviews
Regulatory relationship management
Key Regulations
UAE Central BankADGMDIFCInternational Standards
Internal Controls
Robust internal control systems and governance frameworks
Segregation of duties
Authorization matrices
Independent oversight
Internal audit function
Whistleblower procedures
Incident management
Key Regulations
COSO Internal ControlsSOX ComplianceUAE Corporate Governance
Certifications & Licenses
UAE Central Bank License
#1433663
Active
ISO 27001 Certification
Information Security
Certified
FATF Compliance
AML/CFT Standards
Compliant
Basel III Framework
Risk Management
Implemented
Compliance Framework
1
Prevention
Proactive measures to prevent compliance violations
Policy development
Staff training
System controls
Regular monitoring
2
Detection
Early identification of potential compliance issues
Transaction monitoring
Suspicious activity detection
Regular audits
Reporting systems
3
Response
Swift and appropriate response to compliance matters
Incident management
Corrective actions
Regulatory reporting
Continuous improvement
Regulatory Relationships
UAE Regulators
Central Bank of the UAE (CBUAE)
Abu Dhabi Global Market (ADGM)
Dubai International Financial Centre (DIFC)
Securities and Commodities Authority (SCA)
International Standards
Financial Action Task Force (FATF)
Basel Committee on Banking Supervision
International Organization of Securities Commissions (IOSCO)
Financial Stability Board (FSB)
Our Compliance Commitment
We are committed to maintaining the highest standards of regulatory compliance and ethical conduct. Our comprehensive compliance framework ensures that all activities are conducted in accordance with applicable laws, regulations, and industry best practices.
Zero Tolerance for Non-Compliance
Continuous Monitoring & Improvement
Transparent Reporting & Communication